Securities Regulation Sources from PLI Plus

You can access a wide range of secondary sources—including treatises, answer books, CLE materials, and more—on our PLI Plus platform. These materials are unique to PLI, and are not found on other databases. One area that is well covered on PLI Plus is securities regulation.

Some of the leading treatises on this topic from PLI Plus include:

  • Exempt and Hybrid Securities Offerings [find it]
  • Financial Product Fundamentals: Law, Business, Compliance [find it]
  • Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law [find it]
  • Private Equity Funds: Formation and Operation [find it]
  • Securities Investigations: Internal, Civil and Criminal [find it]
  • Securities Law and Practice Deskbook [find it]
  • Securities Litigation: A Practitioner’s Guide [find it]
  • The Securities Law of Public Finance [find it]